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EIS #2 Index

Naum Gabo's Linear Constructions

Densil Cabrera

Some sound theorists defensively construct an opposition between visual and auditory fields, hoping to liberate their ideas from 'visualist' tendencies. Sound space is especially susceptible in this respect because of the otherwise common reductive association of vision with space and audition with time. In certain sculptural works of Naum Gabo, however, we see reflections of contemporaneous icons of sound space.1 His taut line constructions following the mid 1930s pre-empted Iannis Xenakis' 'music-architecture' (e.g. Philips Pavilion, Polytope de Montreal),2 had some parallels with Edgard Varèse's image of sound space,3 and were appropriated from time to time in the early marketing of stereophony.4 Even in his earliest works there are acoustic inferences; the resonant porosity of the Constructed Heads (from 1915) gives a sound-like communication between interior and exterior, and the Kinetic Construction (1920) -- a standing wave -- embodies sound as it claims space. Yet Gabo's space was highly visual.

The sound spaces of Xenakis, Varèse, and early stereophony shared Gabo's aim of expressing spatiality for itself: they were modernist descendants of an abstract and non-figurative musical space. Modernist sound space introduced emphases on the concrete and on continuous forms. There was an interest in sound as a physical entity in a dynamic space that was partly acoustic, partly auditory, and partly imagined.

Gabo's interest in sound was peripheral, essentially a by-product of his fundamentalist approach to sculpture and space. Like many artists of his time his space was shaped by emerging mathematical and physical models, many works adopting their techniques, processes and forms.5 His Constructed Heads applied the engineering technique of stereometric construction, the Construction in Space-Crystal (1937) closely resembled a mathematical model, and the Spheric Theme (1936) also had mathematical precedents.6 Nevertheless his space remained phenomenal; he always sought to capture visual space,

as he saw it, in sculpture.

The twisted surfaces that characterised much of his work following the mid 1930s satisfied a long quest for a means of expressing his vision of space. Gabo strove for sensations of continuity, surroundedness, dynamism, self-sufficiency, and of force as much as mass. These works are formations of complex surfaces of double curvature, often made up of innumerable threads or wires, strung on a frame which is sometimes a heavy counterpoint to the lines, sometimes transparent and empty. The multiple layers of lines found in many of these constructions give a heightened sense of movement as the viewer circumnavigates the work. These works are primarily about engaging with space.

The Linear Constructions verge on audibility in a number of ways. The hundreds of taut threads form a vibrant mass, the sculpture becoming an incredible harp. Were this harp to sound, it may well approach Xenakis' stochastic music.7 A musical potential also exists in the stave-like image of ruled lines, but a stave exploding in the spirit of modernity. Or, as Xenakis shows in Metastasis and Concret PH, the lines can be trajectories in musical space.

The ruled lines also draw on two images of abstract visual space: the Cartesian grid and lines of ruled perspective. These interpretations are compelling in an art that concerns itself with revealing and mapping spatiality. In the first instance, the lines form distorted surfaces -- Euclidean planes but for the work's internal forces. Indeed this tension between

a simple and strongly articulated geometry and the curvilinear form gives a sense of instability, again contributing to its dynamism. As lines of perspective, the image is complicated, suggesting multiple viewpoints, multiple depths, and higher dimensionality. Space recedes and expands in several directions at once; the sculpture represents a multi-stable8 and shifting space even as it exists in real space.

Gabo's visual space is not the angular space of Euclid or that of ruled perspective; it is continuous and surrounding. In psychology there have been a number of attempts to formalise such a model of visual space, a notable one being that of Rudolf Luneburg and

his successors.9 Patrick Heelan has reinterpreted Luneburg's model and proposed a 'quasi-stable', 'hermeneutic visual space'.10 This model recognises that a viewer is inevitably well-versed in Euclidean spatial models, and is likely to interpret visual space in such terms when Euclidean structures are the focus of vision. The model also recognises a natural visual space surrounding the viewer. Here the size and shape of objects varies depending on their position in visual space -- unlike Euclidean space, where dimensions are constant. In the far zone, depth is compressed and objects are flattened onto the visual horizon. Space is limited in extent: the stars are on the sky, not in the infinite cosmos. In the near zone, depth is expanded and objects bulge towards the viewer. There is an area between these extremes where Euclidean space is approximated. These phenomena are commonly experienced in 'uncarpented' environments: in the open sea, for example, the water curves up to the horizon. Space envelops this embodied viewer through a heightened sensitivity to depth. Following Luneburg, this subjective visual space is mapped to approximate a Riemannian hyperbolic space.11

This space has also been observed in phenomenology. Maurice Merleau-Ponty invokes depth, not as the third dimension, but as the single dimension of a visual body-centred space.12 Depth is the vertigo-like sensation of space receding around oneself, or the sensation that occurs in intense darkness of space pressing up against the skin. He describes night as 'pure depth' because of the darkness' cohesion and its intimate, even invasive, contact with the body.13 Euclidean space is the space of measurement; a depth-based space is the space of the body.

Gabo's Linear Constructions sensitise the viewer to depth by vibrating between Euclidean motifs and surrounding space. The simplicity, singularity and precision of the lines speak of a measured and ruled space. Yet even as they accumulate the forms of advanced geometry, the constructions become elusive except as algorithms: one can see how the surfaces are made, but the surface itself is difficult to grasp as a geometric entity. The overall wave-like form, however, is readily appreciated as shifting depth. This is partly a function of the subtle curvature itself, but also of the representational aspect of the ruled surfaces. Their sometimes hyperbolic contours (especially in Xenakis' hyperbolic paraboloids) are an apt cue for a perception of hyperbolic space.

Gabo-like constructions are primarily purist expressions of space: non-figurative, with a strong abstract theme, but also compellingly concrete. To claim them as images of sound space is partly arbitrary; after all, how could one find a definitive visual representation of an auditory phenomenon? Their use also reflects a shared ideology about the nature of space, space being a thing in itself, expressed substantially through insubstantial forces and sounds. The spaces have general qualities in common such as a vibration between extension and depth, but specific forms suggest an idealised mathematical sound space. But even when these spaces are constructed in a scientific or mathematical imagination, they must speak through perception. For Varèse the use of hyperbolic and parabolic trajectories represented a break from the established discrete space of musical proportions, heralding a new, continuous sound space grounded on the physicality of sound. Xenakis imagined a geometric space, where sound particles and trajectories might be precisely defined, but which was experienced in performance on a non-mathematical level. In the case of early stereophony Gabo-like images lent a pseudo-scientific aura (reminiscent of relativity) to the technology that promised to bring sound space into the home. Sound space was partly imaginary.

Merleau-Ponty's night becomes a sound space: much more than for vision, sound surrounds and invades the listener. It is scarcely possible to imagine an auditory Euclidean world. The depth apparent in the Linear Constructions is the same depth as that discussed by many sound theorists (especially from the fields of psychology and music), often as the distinguishing and overwhelming feature of auditory space.14 Depth might be found in music, in surround-sound installations, in reverberation and resonance, and in synaesthetic sensations of sound.

The strong counterpoint of geometry and depth in the Linear Constructions parallels one of the major projects of modernist sound -- the expansion of the frequency range to the extremes, wherein audition is most physical. At the high extreme, acoustics often approximates optics, wavelengths being short with respect to their environment. A geometric or ray model of sound propagation can be applied, and sound is often heard as directional and discrete. Wavelengths of deep sound are large, and sound propagates more like a fluid. There is often a sensation of immersion, as the body is caught up in vibration. While both extremes can give a sensation of proximity, high frequencies tend towards immediacy, while low frequencies are more intimate. The comparable juxtaposition of spatial extremes in Gabo's work may have held some attraction to proponents of modernist sound space.

The multi-stable effect of the Linear Constructions is also reflected in modernist sound space, where space is often loosely defined, or defined in a number of overlapping ways. Thus there might be a formal musical space (traditionally pitch, loudness and time); an acoustic three dimensional space; and an auditory space transcending the musical and physical (such as Varèse's sense of 'projection').15 This laxity in the definition of sound space reflects ambiguous spatial factors in hearing, exploited by the imposition of a number of a priori models. Spaces coexist and overlap; there are spaces in spaces. Gabo's works begin to approach this as they play between real, represented, measured and surrounding spaces.

1 Naum Gabo was born in Russia in 1890. His first constructions date from 1915, when he was living in Norway. He returned to Russia in 1917 and published The Realistic Manifesto in 1920 which was co-signed by his artist brother Antoine Pevsner. He has become known as a major artist in the Constructivist movement, and he pursued the ideals of his manifesto throughout his long career. He left Russia in 1922, moving to Berlin, then England, and finally the United States. He died in 1976. A good general reference text is Naum Gabo: Sixty Years of Constructivism, eds. S. Nash and J. Merkert, Munich: Prestel-Verlag, 1985.

2 See I. Xenakis, Musique, Architecture, Tournai: Casterman, 1976.

3 Such parallels include a vision of hyperbolic and parabolic contours (in sound space), a sense of 'projection' and depth, a multi-dimensional space perceived in several ways, and a fundamental commitment to spatiality. See G. Charbonnier, Entretiens avec Edgard Varèse, Paris: Editions Pierre Belfond, 1970, and Contemporary Composers on Contemporary Music, eds. E. Schwartz and B. Childs, New York: Holt, Rinehart & Winston, 1967.

4 D. Cabrera, Sound Space and Edgard Varèse's Poème Electronique, unpublished MA thesis, University of Technology, Sydney, 1994.

5 See for example M. Corrada, 'On Some Vistas Disclosed by Mathematics to the Russian Avant-Garde: Geometry,

El Lissitzky and Gabo', in Leonardo 25 (3/4), 1992, p. 377 - 384.

6 L. Relin, 'Two Pioneering Sculptures by Balla and Depero, 1915', Gazette des Beaux-Arts, 107, February 1986, pp. 81 - 85; and A. Hill, 'Constructivism -- The European Phenomenon', in Studio International, 178 (914), September 1969, pp. 140 - 147.

7 See I. Xenakis, Formalized Music, Bloomington: Indiana University Press, 1971.

8 'Multi-stable' is used by the phenomenologist Don Ihde to describe the perception of an optical illusion, where an image can have more than one stable spatial interpretation.

9 See, for instance, A. Blank, 'The Luneburg Theory of Binocular Space Perception', in Psychology: A Study of Science, ed. S. Koch, New York: McGraw-Hill, 1959, Volume 1, pp. 395 - 426. Based at Princeton University, Luneburg published his Mathematical Analysis of Binocular Vision in 1947 shortly before his death. It was based largely on experiments from early in the century employing isolated points of light in a darkroom to show that visual depth perception is not Euclidean.

10 P. Heelan, Space Perception and the Philosophy of Science, Berkeley: University of California Press, 1983. Heelan is a New York based philosopher of science.

11 Riemann, a major figure in nineteenth century geometry, proposed that there are three possible spaces of constant curvature: Euclidean space (with zero curvature); elliptical space (with positive curvature); and hyperbolic space (with negative curvature). The latter space can be mapped to a trumpet-like flare or double flare. A simple and elegant introduction to these concepts can be found in D. Hilbert and S. Cohn-Vossen: Geometry and the Imagination, New York: Chelsea Publishing Company, 1952.

12 M. Merleau-Ponty, 'Eye and Mind', in The Primacy of Perception, ed. J. Edie, Evanston: Northwestern University Press, 1964, p.180.

13 M. Merleau-Ponty, Phenomenology of Perception, trans. C. Smith, London: Routledge & Kegan Paul, 1962, p. 283.

14 D. Cabrera, op. cit., pp. 67 - 72. Such theorists include William James, Jon Frederickson, Martin Nass, Victor Zuckerkandl, arguably Peter Strawson, Edward Lippman, Don Ihde, and others.

15 D. Cabrera, op. cit., pp. 50 - 67.

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